David James Lister

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ML Financial Associates Limited (no longer approved here)
FRN 537809
- CF30 Customer (1 Jul 2011 to 1 Aug 2019)
- Responsible for Insurance Mediation (1 Jul 2011 to 31 Jul 2017)
- CF1 Director (1 Jul 2011 to 31 Jul 2017)
Insight Private Finance Limited (no longer approved here)
FRN 409065
- (1)Employed By (25 Jun 2010 to 25 Aug 2010)
First Complete Limited (no longer approved here)
FRN 435779
- CF1 Director (AR) (25 Jun 2010 to 25 Aug 2010)
Insight Financial Associates Limited (no longer approved here)
FRN 458421
- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.