Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aurum Funds Limited (no longer approved here)

    FRN 180770

    • CF11 Money Laundering Reporting (7 Oct 2002 to 6 Nov 2006)
    • CF13 Finance (7 Oct 2002 to 6 Nov 2006)
    • CF15 Internal Audit (1 Dec 2001 to 6 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.