David James Lee Baldry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Oct 2016)
    • CF30 Customer (since 15 Oct 2016)
  • DJLB Wealth Management Limited

    FRN 761079

    • (1)Employed By (since 15 Oct 2016)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (1 Nov 2007 to 4 Nov 2016)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.