Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Oct 2022)
    • [FCA CF] Client dealing (since 4 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 27 Nov 2007)
    • CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (10 Jun 2022 to 4 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jun 2022 to 4 Jul 2022)
    • [FCA CF] Algorithmic trading (10 Jun 2022 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.