Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Commonwealth Bank of Australia
FRN 139185
- [FCA CF] Material risk taker (since 4 Oct 2022)
- [FCA CF] Client dealing (since 4 Oct 2022)
- CF30 Customer (1 Nov 2007 to 27 Nov 2007)
- CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2007)
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- [FCA CF] Client dealing (10 Jun 2022 to 4 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (10 Jun 2022 to 4 Jul 2022)
- [FCA CF] Algorithmic trading (10 Jun 2022 to 4 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.