David James Heathcock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Pension Management Limited
FRN 442769
- SMF1 Chief Executive (since 10 Dec 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (8 Jun 2015 to 6 Mar 2016)
- CF30 Customer (21 Sep 2012 to 6 Oct 2015)
- CF1 Director (21 Sep 2012 to 29 Jun 2016)
- CF11 Money Laundering Reporting (5 Jul 2010 to 16 Jan 2012)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (21 Sep 2012 to 8 Dec 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (21 Sep 2012 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.