Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Client dealing (22 Feb 2023 to 23 Feb 2024)
    • [FCA CF] Manager of certification employee (22 Feb 2023 to 23 Feb 2024)
    • [FCA CF] Material risk taker (22 Feb 2023 to 23 Feb 2024)
    • [FCA CF] Significant management (22 Feb 2023 to 23 Feb 2024)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Client dealing (22 Feb 2023 to 23 Feb 2024)
    • [FCA CF] Manager of certification employee (22 Feb 2023 to 23 Feb 2024)
    • [FCA CF] Material risk taker (22 Feb 2023 to 23 Feb 2024)
    • [FCA CF] Significant management (22 Feb 2023 to 23 Feb 2024)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF4 Partner (2 Apr 2012 to 11 Dec 2018)
    • CF30 Customer (12 Mar 2012 to 11 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.