David James Goodall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortress Financial Services Limited (no longer approved here)

    FRN 836163

    • SMF3 Executive Director (9 Dec 2019 to 28 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Dec 2023)
    • CF11 Money Laundering Reporting (14 Oct 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (14 Oct 2019 to 28 Dec 2023)
    • Responsibility for MCD Intermediation (14 Oct 2019 to 28 Dec 2023)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2019 to 8 Dec 2019)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (16 Jun 2017 to 30 Mar 2020)

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Updates to this individual's record on the FCA register.

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