David James Dugan McCaffrey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 16 May 2024)
    • [FCA CF] Client dealing (since 17 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 8 Aug 2023)
    • [FCA CF] Significant management (1 Sep 2022 to 8 Mar 2023)
    • [FCA CF] Manager of certification employee (11 May 2022 to 9 Aug 2023)
    • CF21 Investment Adviser (30 Nov 2002 to 2 Jan 2004)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 16 May 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 8 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Sep 2019 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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