Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Queen Street Finance Ltd
FRN 149145
- CF30 Customer (since 23 Mar 2023)
- CF1 Director (AR) (since 23 Mar 2023)
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Austin Capital Limited
FRN 988193
- (3)Employed By (since 23 Mar 2023)
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- [FCA CF] Client dealing (7 Apr 2021 to 25 Jul 2022)
- [FCA CF] Functions requiring qualifications (7 Apr 2021 to 25 Jul 2022)
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- CF30 Customer (13 Oct 2009 to 1 Dec 2017)
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- CF30 Customer (8 Jan 2009 to 7 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Austin Capital Limited
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controlled function added: (3)Employed By at Austin Capital Limited