David James Cooper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peninsula Life Services Network Ltd

    FRN 843464

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 23 Sep 2019)
    • Responsible for Insurance Distribution (since 23 Sep 2019)
    • CF1 Director (23 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Sep 2019 to 8 Dec 2019)
  • Beneficial Ltd (no longer approved here)

    FRN 736655

    • CF1 Director (AR) (19 Mar 2018 to 19 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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