David James Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Client dealing (since 19 Jun 2020)
    • CF30 Customer (3 Sep 2010 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Oct 2013)
    • CF26 Customer Trading (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.