David James Andrew Hardcastle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BANK OF CEYLON (UK) LIMITED (no longer approved here)
FRN 514744
- CF28 Systems and controls (9 Apr 2010 to 14 Jan 2011)
AJ Bell Securities Limited (no longer approved here)
FRN 155593
- CF28 Systems and controls (1 Apr 2008 to 1 Nov 2008)
- CF11 Money Laundering Reporting (21 Sep 2007 to 1 Nov 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.