Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 7 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2021 to 17 Mar 2022)
    • CF30 Customer (31 Jan 2008 to 8 Dec 2019)
    • CF27 Investment Management (16 Aug 2002 to 15 Oct 2007)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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