Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Aug 2024)
    • SMF9 Chair of the Governing Body (since 1 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
    • CF1 Director (12 Aug 2014 to 8 Dec 2019)
    • CF29 Significant management (10 Jun 2011 to 20 Jun 2012)
    • CF27 Investment Management (27 Nov 2006 to 31 Oct 2007)
    • SMF1 Chief Executive (since 2 Aug 2023)
    • SMF3 Executive Director (since 25 Mar 2020)
    • SMF9 Chair of the Governing Body (since 25 Mar 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2023)
    • CF30 Customer (6 Jun 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Jun 2002 to 9 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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