Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (15 Jan 2014 to 8 Dec 2019)
    • CF3 Chief Executive (15 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (15 Jan 2014 to 8 Dec 2019)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF30 Customer (4 Dec 2019 to 22 Feb 2021)
    • CF1 Director (AR) (4 Dec 2019 to 22 Feb 2021)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF8 Apportionment and Oversight (5 May 2005 to 31 Oct 2007)
    • CF3 Chief Executive (5 May 2005 to 31 Jan 2011)
    • CF1 Director (12 Mar 2002 to 31 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.