Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (16 Oct 2024 to 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (16 Oct 2024 to 1 Jan 2026)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (1 Nov 2007 to 3 Sep 2012)
    • CF21 Investment Adviser (21 Dec 2006 to 31 Oct 2007)
    • CF27 Investment Management (21 Dec 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF26 Customer Trading (4 Dec 2002 to 10 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.