David Ian Stephenson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 8 Dec 2017)
    • CF30 Customer (since 8 Dec 2017)
  • Stephenson Financial Planning Ltd

    FRN 795821

    • (1)Employed By (since 8 Dec 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (27 Aug 2013 to 5 Dec 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (5 Sep 2011 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2003 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.