David Ian Slater

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (1 Nov 2007 to 29 Mar 2018)
    • CF21 Investment Adviser (16 Feb 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.