Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 8 Aug 2012)
- CF30 Customer (since 25 Jul 2012)
- CF21 Investment Adviser (23 Dec 2003 to 10 Jun 2006)
- CF1 Director (AR) (23 Dec 2003 to 9 Jun 2006)
-
City Capital Financial Planning LLP
FRN 584402
- Employed By (since 26 Jul 2012)
-
- Employed By (30 Jun 2006 to 2 Jul 2012)
-
- (4)Employed By (23 Dec 2003 to 9 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.