David Ian Rose

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Apr 2017)
  • David Ian Rose

    FRN 809824

    • Employed By (since 1 Jul 2019)
  • M & N INSURANCE SERVICE LIMITED (no longer approved here)

    FRN 305837

    • CF30 Customer (31 Jan 2008 to 18 Dec 2015)
  • Cedar House Financial Services Limited (no longer approved here)

    FRN 121074

    • CF30 Customer (1 Nov 2007 to 12 Dec 2007)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Aug 2004 to 9 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.