Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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King & Shaxson Limited
FRN 179213
- SMF10 Chair of the Risk Committee (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 5 Sep 2024)
- CF2 Non Executive Director (2 Jul 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 2 Jul 2018)
- CF27 Investment Management (8 Jan 2003 to 4 May 2004)
- CF1 Director (1 Dec 2001 to 2 Jul 2018)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 2 Jul 2018)
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King & Shaxson Asset Management Limited
FRN 823315
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- SMF10 Chair of the Risk Committee (since 9 Dec 2019)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 5 Sep 2024)
- CF2 Non Executive Director (11 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.