Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tees Financial Limited
FRN 211314
- Director of firm who is not a certification employee or a SMF manager (since 24 Jan 2023)
- SMF9 Chair of the Governing Body (22 Dec 2022 to 15 Jul 2025)
- SMF3 Executive Director (9 Dec 2019 to 24 Jan 2023)
- CF1 Director (AR) (1 Sep 2004 to 31 Oct 2006)
- CF8 Apportionment and Oversight (30 Aug 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (30 Aug 2002 to 18 Nov 2008)
- CF1 Director (30 Aug 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.