Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)Employed By (4 Apr 2018 to 28 Feb 2020)
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- Employed By (8 Jan 2014 to 4 Apr 2018)
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- CF1 Director (AR) (30 Mar 2009 to 31 Mar 2014)
- CF30 Customer (1 Nov 2007 to 28 Feb 2020)
- CF4 Partner (AR) (21 Apr 2004 to 30 Mar 2009)
- CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Dec 2003 to 21 Apr 2004)
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- Employed By (28 Sep 2004 to 28 Feb 2020)
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- CF1 Director (AR) (18 Jan 2002 to 10 Jan 2004)
- CF21 Investment Adviser (18 Jan 2002 to 10 Jan 2004)
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- Employed By (18 Jan 2002 to 10 Jan 2004)
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- Employed By (10 Jan 2002 to 24 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.