David Ian Kemp

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finex LLP (no longer approved here)
FRN 507537
- CF1 Director (AR) (15 Dec 2020 to 16 Sep 2022)
- CF30 Customer (12 Feb 2020 to 16 Sep 2022)
- CF4 Partner (AR) (12 Feb 2020 to 16 Sep 2022)
Three Body Connect (no longer approved here)
FRN 922724
- Employed By (15 Dec 2020 to 16 Sep 2022)
THREE BODY CAPITAL MANAGEMENT LLP (no longer approved here)
FRN 920308
- (3)Employed By (12 Feb 2020 to 16 Sep 2022)
CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF30 Customer (1 Mar 2016 to 8 Jun 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.