Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 1 Mar 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2005 to 26 Oct 2005)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (25 May 2005 to 10 Oct 2006)
    • CF22 Investment Adviser (Trainee) (2 Aug 2004 to 25 May 2005)
  • Capital Planning UK Ltd (no longer approved here)

    FRN 402461

    • Employed By (2 Aug 2004 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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