David Hughes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • University of Cambridge Investment Management Limited (no longer approved here)

    FRN 515843

    • Director of firm who is not a certification employee or a SMF manager (20 Jan 2022 to 31 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jan 2022)
    • CF10 Compliance Oversight (14 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Feb 2018 to 8 Dec 2019)
    • CF1 Director (14 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.