Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Jul 2022 to 8 Sep 2025)
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- [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
- [FCA CF] Significant management (9 Dec 2019 to 25 Aug 2022)
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF1 Director (6 May 2005 to 31 Aug 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2025)
- CF30 Customer (7 May 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.