David Hopwood Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2023)
    • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 19 Aug 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 19 Aug 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.