Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (31 Mar 2021 to 30 Jun 2021)
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- CF30 Customer (12 Apr 2019 to 30 Oct 2020)
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- Employed By (12 Apr 2019 to 30 Oct 2020)
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- CF29 Significant management (1 Nov 2007 to 30 Jun 2009)
- CF1 Director (4 Aug 2006 to 30 Jun 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.