Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 26 Apr 2016)
- CF30 Customer (1 Nov 2007 to 7 Nov 2013)
- CF29 Significant management (1 Nov 2007 to 7 Nov 2013)
- CF21 Investment Adviser (2 Oct 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2003 to 31 Oct 2007)
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- CF3 Chief Executive (25 Jul 2014 to 26 Apr 2016)
- CF1 Director (25 Jul 2014 to 26 Apr 2016)
- CF2 Non Executive Director (10 Mar 2014 to 1 Jul 2014)
- CF30 Customer (23 Dec 2013 to 10 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.