David Henry Griffiths

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Griffiths & Griffiths

    FRN 833996

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 2 Jul 2019)
    • Responsibility for MCD Intermediation (since 2 Jul 2019)
    • CF4 Partner (2 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2019 to 8 Dec 2019)
  • ANGLO-CELTIC FINANCIAL CONSULTANTS LTD (no longer approved here)

    FRN 455444

    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 10 Feb 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Henry Griffiths (no longer approved here)

    FRN 215533

    • Employed By (1 Dec 2001 to 10 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.