Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (2 May 2017 to 3 Dec 2018)
  • Blakes Financial Management Ltd (no longer approved here)

    FRN 584619

    • Employed By (13 Jan 2015 to 4 Dec 2018)
  • Oury Clark (no longer approved here)

    FRN 100556

    • CF4 Partner (5 May 2010 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.