David Henry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SYLVA FINANCIAL PLANNING LIMITED

    FRN 523565

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 2 Oct 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 2 Oct 2023)
    • CF30 Customer (13 Feb 2017 to 8 Dec 2019)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (27 Aug 2013 to 11 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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