Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Jan 2026)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2025 to 17 Dec 2025)
    • [FCA CF] Manager of certification employee (20 Mar 2025 to 29 Oct 2025)
    • [FCA CF] Material risk taker (14 Dec 2020 to 10 Mar 2021)
    • [FCA CF] Proprietary trader (26 Jul 2017 to 17 Dec 2025)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Material risk taker (14 Dec 2020 to 21 Jan 2021)
    • [FCA CF] Proprietary trader (1 Sep 2020 to 21 Jan 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (26 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.