David Heath

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (18 Sep 2023 to 16 Nov 2025)
    • [FCA CF] Manager of certification employee (7 Jan 2020 to 16 Nov 2025)
    • [FCA CF] Client dealing (21 Nov 2016 to 16 Nov 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (18 Sep 2023 to 16 Nov 2025)
    • [FCA CF] Manager of certification employee (7 Jan 2020 to 16 Nov 2025)
    • [FCA CF] Client dealing (21 Nov 2016 to 16 Nov 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 28 Apr 2009)
    • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2007 to 15 Aug 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (20 Oct 2010 to 4 Sep 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Nov 2009 to 7 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.