David Hayes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 24 Oct 2023)
    • [FCA CF] Manager of certification employee (since 24 Oct 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Material risk taker (24 Jul 2020 to 25 Oct 2021)
    • [FCA CF] Client dealing (29 Jan 2019 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (29 Jan 2019 to 20 Jul 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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