Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ECI Partners LLP
FRN 211137
- [FCA CF] Client dealing (since 23 Nov 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (12 Apr 2021 to 10 May 2024)
- CF4 Partner (3 Sep 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (29 Nov 2002 to 31 Oct 2007)
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ECI Management Limited
FRN 812979
- [FCA CF] Material risk taker (since 23 Nov 2021)
- [FCA CF] Client dealing (since 23 Nov 2021)
- CF30 Customer (19 Oct 2018 to 8 Dec 2019)
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- CF2 Non Executive Director (8 Jan 2005 to 17 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.