David Harold Lane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lane Financial Management Limited (no longer approved here)

    FRN 438355

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • Responsibility for MCD Intermediation (5 May 2016 to 22 Nov 2018)
    • CF11 Money Laundering Reporting (21 Jul 2011 to 22 Nov 2018)
    • CF28 Systems and controls (22 Apr 2009 to 22 Nov 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 Jan 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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