Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Sep 2016 to 28 Aug 2019)
    • CF29 Significant management (18 Jul 2013 to 24 Sep 2015)
    • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (18 Jul 2013 to 24 Sep 2015)
    • CF30 Customer (7 Sep 2010 to 24 Sep 2015)
    • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.