David Hannah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BACKHOUSE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 126319

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2024)
    • CF11 Money Laundering Reporting (18 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (23 Dec 2009 to 8 Dec 2019)
    • CF29 Significant management (23 Dec 2009 to 8 Dec 2019)
  • Backhouse Insurance Brokers Limited (no longer approved here)

    FRN 307658

    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
    • CF28 Systems and controls (1 Nov 2007 to 26 Aug 2014)
    • CF29 Significant management (1 Nov 2007 to 26 Aug 2014)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.