David Hancock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Options Financial Planning Limited

    FRN 955792

    • (2)Employed By (since 7 Mar 2024)
    • (4)Employed By (8 Nov 2021 to 7 Mar 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2024)
    • CF1 Director (AR) (since 27 Dec 2023)
    • CF30 Customer (since 27 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (16 Nov 2021 to 7 Mar 2024)
    • CF1 Director (AR) (8 Nov 2021 to 7 Mar 2024)
    • CF30 Customer (8 Nov 2021 to 7 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2021)
    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • CF30 Customer (19 Nov 2015 to 12 Oct 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF21 Investment Adviser (28 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Options Financial Planning Limited

  2. controlled function added: (4)Employed By at Options Financial Planning Limited

  3. controlled function added: (2)Employed By at Options Financial Planning Limited