David Hamblett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Wave Financial Services Ltd

    FRN 779395

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Nov 2017)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Dec 2021)
    • Responsible for Insurance Mediation (1 Nov 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Nov 2017 to 8 Dec 2019)
    • CF1 Director (1 Nov 2017 to 8 Dec 2019)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (19 Feb 2024 to 7 Jan 2026)
  • NEW WAVE FINANCIAL SERVICES GROUP LIMITED (no longer approved here)

    FRN 1006577

    • (1)Employed By (19 Feb 2024 to 7 Jan 2026)
  • Simply Lending Solutions Limited (no longer approved here)

    FRN 745164

    • CF1 Director (27 Oct 2016 to 15 Sep 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 Feb 2009 to 20 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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