Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 25 May 2023)
- [FCA CF] Manager of certification employee (since 11 Feb 2021)
- [FCA CF] Material risk taker (since 21 Aug 2019)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (8 Oct 2021 to 21 Dec 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Jul 2003 to 4 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.