David Gwynedd Owen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MORGEISI MENAI MORTGAGES LIMITED

    FRN 473607

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (25 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Apr 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (21 Apr 2008 to 31 Mar 2009)
    • CF1 Director (21 Apr 2008 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF22 Investment Adviser (Trainee) (17 Feb 2003 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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