Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 15 Sep 2025)
- [FCA CF] Manager of certification employee (since 15 Sep 2025)
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- [FCA CF] Client dealing (1 Nov 2021 to 1 Mar 2025)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 1 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (19 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.