David Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- Appointed representative dealing with clients for which they require qualification (15 Jan 2024 to 11 Nov 2024)
- CF30 Customer (22 Nov 2023 to 31 Oct 2024)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2024)
- CF30 Customer (1 Nov 2007 to 17 Jan 2024)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Griffiths (no longer approved here)
FRN 183850
- Employed By (1 Oct 1998 to 31 Oct 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.