Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Execution Services Limited
FRN 472780
- SMF4 Chief Risk (since 26 Jul 2024)
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The Toronto-Dominion Bank
FRN 124859
- SMF4 Chief Risk (since 9 Jan 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 10 Jan 2024)
- CF28 Systems and controls (7 Jul 2010 to 6 Mar 2016)
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TD Bank Europe Limited
FRN 165556
- SMF4 Chief Risk (since 9 Jan 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 10 Jan 2024)
- CF28 Systems and controls (7 Jul 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.