David Gregory Halsall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Sep 2016 to 8 Dec 2019)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (14)Employed By (1 Jul 2005 to 4 Aug 2006)
  • John Stephen Associates Independent Financial Advisers Ltd (no longer approved here)

    FRN 206998

    • (16)Employed By (3 Jun 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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