Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Sep 2021 to 8 Oct 2021)
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- [FCA CF] Client dealing (10 Nov 2016 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (10 Nov 2016 to 31 Mar 2025)
- CF30 Customer (24 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (24 Jun 2009 to 14 Jul 2014)
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- CF30 Customer (1 Nov 2007 to 8 Jul 2008)
- CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
- CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.