Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (14 Sep 2021 to 8 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (10 Nov 2016 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (10 Nov 2016 to 31 Mar 2025)
    • CF30 Customer (24 Oct 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (24 Jun 2009 to 14 Jul 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
    • CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2003)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.