David Gregory

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Sep 2021)
    • [FCA CF] Client dealing (since 23 Sep 2021)
    • CF1 Director (AR) (since 17 Sep 2021)
    • CF30 Customer (since 17 Sep 2021)
    • [FCA CF] Functions requiring qualifications (8 Jun 2021 to 23 Sep 2021)
  • Off Piste Wealth Limited

    FRN 955277

    • (1)Employed By (since 17 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 May 2021)
    • CF30 Customer (19 Oct 2018 to 21 May 2021)
  • David Gregory (no longer approved here)

    FRN 823105

    • Employed By (19 Oct 2018 to 10 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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